The objective of undertaking an appropriateness assessment is to obtain information as is necessary for a firm to assess whether its services (other than portfolio management or investment advisory) or products provided are appropriate for its’ clients; and to determine whether these clients have the necessary experience and knowledge to understand the risks associated with said investment services or products which are classified as complex.
What is your overall general understanding of the derivatives market and derivatives trading?
Do you work, or have you worked in the financial sector for at least one year in a relevant professional position which requires knowledge of the nature and risks associated with the products that you wish to invest in?
Do you have any other relevant professional experience or qualifications which would assist your understanding of the nature & risks associated with the products that you wish to invest in?